Regulatory Audit Manager

EY - Johannesburg, Gauteng

Job closed

Contract

Contract type
Permanent
Application deadline
22/05/2020

Description

Position
Regulatory Audit Manager
Vacancies
1
Description
As a Manager in Advisory, you'll build valued
relationships with external financial sector clients and internal peers and
develop a portfolio of business by ensuring a strong focus on exceptional
client delivery.

As part of the Financial Services Risk
Management team, you'll build valued relationships with external banking and
insurance clients and internal peers and develop a portfolio of business by
focusing on high impact opportunities. You'll help develop presentations and
proposals for moderately complex projects - or elements of highly complex
projects - and provide subject matter insight to bids and proposals. This will
require a strong understanding of the latest regulatory, political and

industry thinking on how institutions must
adapt to the changing regulatory landscape.

You'll actively establish, maintain and
strengthen internal and external relationships and confirm that work delivered
to clients is of a high quality. As part of this, you'll anticipate and
identify risks and escalate issues, as appropriate. As an influential member of
the team, you'll help to create a positive learning culture and will coach and
counsel junior team members and help them to develop. In line with our
commitment to quality, you will consistently drive projects to completion and
determine that work is of a high quality.
Your client responsibilities:
  • Assist
    with complex problem solving of client issues
  • Focus
    on the delivery of Advisory engagements, including reporting to clients
  • Assist
    with workshops and facilitation
  • Assist
    in managing the financial aspects of engagements by organising staffing,
    tracking fees and communicating issues to project leaders
  • Participate
    in business development initiatives
  • Build
    strong internal relationships within Financial Services Africa and across
    other services
  • Supporting
    and guiding clients to meet regulatory requirements for reporting and
    business standards
Your people responsibilities
  • Develop
    people through effectively supervising, coaching and mentoring staff
  • Understand
    and follow workplace policies and procedures
  • Build
    strong internal relationships within EY Advisory Services and with other
    services across the Organization
Qualifications

Technical skills requirements
  • A
    minimum of 3 years of work experience in a conduct-related risk/
    compliance management role within financial services, either in an
    industry line function and/or consulting capacity
  • A
    good understanding of how conduct regulation affects people, processes and
    systems of a financial services organisation, and proven track record of
    facilitating change accordingly
  • A
    minimum of 3 years’ experience in the insurance and/or banking sector
  • Proficiency
    with MS Office
  • Honours
    or Master's degree in Finance, Business or other related field
  • Demonstrated
    previous experience with/ exposure to implementation of Treating Customers
    Fairly, Financial Advisory and Intermediary Services (FAIS) Act, Consumer
    Protection Act and related regulation, as applicable to banks, insurers
    and/or asset managers
  • Additional
    experience based in the Financial Markets Act and related regulation would
    be an advantage
  • In
    addition, an understanding of/ previous exposure to conduct-related
    aspects of financial crime and client-tax requirements based in the
    Financial Intelligence Centre (FIC) Act, CRS regulations (Regulation 210),
    SARS Public Notices 508 and 509, etc., would be an advantage
  • Ability
    to understand and adapt to changing regulatory and legislative
    requirements
Additional skills requirements
  • Relevant
    degree with strong academic record
  • Legal
    academic background or demonstrated affinity would be an advantage
  • Previous
    experience in managing the complexity of regulatory requirements across
    pan-African jurisdictions would be an advantage
  • Proven
    track record of performing in a project-driven environment is a
    requirement
  • Strong
    analytical, interpersonal and communication skills
  • Complex
    problem-solving capabilities
  • An
    interest in continuous self-development
  • Demonstrated
    integrity, values, principles, and work ethic
  • Able
    to work in a fast paced and high-pressured environment
Who we
are:


At EY we
support you in achieving your unique potential both personally and
professionally. We give you stretching and rewarding experiences that keep you
motivated, working in an atmosphere of integrity and teaming with some of the
world's most successful companies. And while we encourage you to take personal
responsibility for your career, we support you in your professional development
in every way we can. You enjoy the flexibility to devote time to what matters
to you, in your business and personal lives. At EY you can be who you are and
express your point of view, energy and enthusiasm, wherever you are in the
world. It's how you make a difference.

Please
note: Preference will be given to previously disadvantaged individuals
As a Manager in Advisory, you'll build valued
relationships with external financial sector clients and internal peers and
develop a portfolio of business by ensuring a strong focus on exceptional
client delivery.

As part of the Financial Services Risk
Management team, you'll build valued relationships with external banking and
insurance clients and internal peers and develop a portfolio of business by
focusing on high impact opportunities. You'll help develop presentations and
proposals for moderately complex projects - or elements of highly complex
projects - and provide subject matter insight to bids and proposals. This will
require a strong understanding of the latest regulatory, political and

industry thinking on how institutions must
adapt to the changing regulatory landscape.

You'll actively establish, maintain and
strengthen internal and external relationships and confirm that work delivered
to clients is of a high quality. As part of this, you'll anticipate and
identify risks and escalate issues, as appropriate. As an influential member of
the team, you'll help to create a positive learning culture and will coach and
counsel junior team members and help them to develop. In line with our
commitment to quality, you will consistently drive projects to completion and
determine that work is of a high quality.
Your client responsibilities:
  • Assist
    with complex problem solving of client issues
  • Focus
    on the delivery of Advisory engagements, including reporting to clients
  • Assist
    with workshops and facilitation
  • Assist
    in managing the financial aspects of engagements by organising staffing,
    tracking fees and communicating issues to project leaders
  • Participate
    in business development initiatives
  • Build
    strong internal relationships within Financial Services Africa and across
    other services
  • Supporting
    and guiding clients to meet regulatory requirements for reporting and
    business standards
Your people responsibilities
  • Develop
    people through effectively supervising, coaching and mentoring staff
  • Understand
    and follow workplace policies and procedures
  • Build
    strong internal relationships within EY Advisory Services and with other
    services across the Organization
Qualifications

Technical skills requirements
  • A
    minimum of 3 years of work experience in a conduct-related risk/
    compliance management role within financial services, either in an
    industry line function and/or consulting capacity
  • A
    good understanding of how conduct regulation affects people, processes and
    systems of a financial services organisation, and proven track record of
    facilitating change accordingly
  • A
    minimum of 3 years’ experience in the insurance and/or banking sector
  • Proficiency
    with MS Office
  • Honours
    or Master's degree in Finance, Business or other related field
  • Demonstrated
    previous experience with/ exposure to implementation of Treating Customers
    Fairly, Financial Advisory and Intermediary Services (FAIS) Act, Consumer
    Protection Act and related regulation, as applicable to banks, insurers
    and/or asset managers
  • Additional
    experience based in the Financial Markets Act and related regulation would
    be an advantage
  • In
    addition, an understanding of/ previous exposure to conduct-related
    aspects of financial crime and client-tax requirements based in the
    Financial Intelligence Centre (FIC) Act, CRS regulations (Regulation 210),
    SARS Public Notices 508 and 509, etc., would be an advantage
  • Ability
    to understand and adapt to changing regulatory and legislative
    requirements
Additional skills requirements
  • Relevant
    degree with strong academic record
  • Legal
    academic background or demonstrated affinity would be an advantage
  • Previous
    experience in managing the complexity of regulatory requirements across
    pan-African jurisdictions would be an advantage
  • Proven
    track record of performing in a project-driven environment is a
    requirement
  • Strong
    analytical, interpersonal and communication skills
  • Complex
    problem-solving capabilities
  • An
    interest in continuous self-development
  • Demonstrated
    integrity, values, principles, and work ethic
  • Able
    to work in a fast paced and high-pressured environment
Who we
are:


At EY we
support you in achieving your unique potential both personally and
professionally. We give you stretching and rewarding experiences that keep you
motivated, working in an atmosphere of integrity and teaming with some of the
world's most successful companies. And while we encourage you to take personal
responsibility for your career, we support you in your professional development
in every way we can. You enjoy the flexibility to devote time to what matters
to you, in your business and personal lives. At EY you can be who you are and
express your point of view, energy and enthusiasm, wherever you are in the
world. It's how you make a difference.

Please
note: Preference will be given to previously disadvantaged individuals






Requirements

Min education
University attendance
Required experience
3 Years
Nationality
Not defined
Languages
Not defined
Specializations
Skills
Not defined
Prerequisites

.

Company

Employer name

EY

Did not find vacancies of your interest?

Register to be informed when we have suitable positions for your profile.
By registering, you accept our Terms and conditions